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SEC Fraud

Understanding the Dodd-Frank Whistleblower Provisions

Both the government and whistleblowers alike have historically relied on the False Claims Act as a primary tool to end to fraud. It is important to understand, however, that the False Claims Act does have limitations. The largest one being that it only applies to instances in which the United States government has been [...]

The SEC Whistleblower Program

The Securities and Exchange Commission ("SEC") is the federal agency responsible for regulating the securities industry and for enforcing federal securities laws. The SEC protects the public against fraudulent and manipulative practices in the securities markets. Congress created the SEC Whistleblower Program as a way to offer incentives to those people who have knowledge about securities fraud. [...]

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