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May 1, 2024
Berger Montague Defeats Multiple Motions to Dismiss in Case Alleging NIH Grant Fraud
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April 5, 2024
Berger Montague Announces that its False Claims Act Whistleblower Case Against CVS Health Will Move Forward to Trial
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March 25, 2024
Berger Montague Announces Opening Of Washington, D.C. Office To Add To Its Growing Complex Litigation Capabilities
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June 13, 2013 SEC Fraud

SEC Whistleblower was Key to Enforcement Action Against Institutional Shareholder Services

Once again, the Securities and Exchange Commission (SEC) whistleblower program has proven to be a vital tool in the fight against securities fraud. After receiving a critical whistleblower tip concerning securities fraud within a Maryland-based proxy adviser firm, the SEC was able to quickly move forward with administrative proceedings. A […]
#Fraudulent Activity #SEC Whistleblower #Securities Fraud #Whistleblower
June 12, 2013 SEC Fraud

Two Defendants Settle Gold Mine Securities Fraud Case with SEC

Two of three defendants have opted to settle in a securities fraud action that allegedly defrauded investors of approximately $2.7 million. In 2012, the Securities and Exchange Commission (SEC) charged a father, son and daughter team with the orchestration of a wide-reaching securities fraud scheme centered on a bogus $11 […]
#Federal Securities Laws #Fraudulent Activity #Securities Fraud
June 6, 2013 SEC Fraud

Lengthy List of Securities Fraud Charges Result in a 17 Year Sentence for Defendant

On April 26, 2013, following a litany of charges brought by the Securities and Exchange Commission (“SEC”), a Massachusetts man was sentenced to 17 years in federal prison by United States District Judge Denise J. Casper. Arnett L. Waters, a former investment advisor and principal broker-dealer, plead guilty to seven […]
#Federal Securities Laws #Fraudulent Activity #Securities Fraud
April 3, 2013 Healthcare Fraud

SEC Files Securities Fraud Charges Against Venture Capitalist for Stealing Investor Funds

The Securities and Exchange Commission (SEC) recently charged a former Oregon gubernatorial political candidate and his lawyer with operating an investment scam selling pre-IPO shares of Facebook, LinkedIn, Groupon, and Zynga. The SEC charged Craig Berkman, a Portland venture capitalist, with the facilitation of securities fraud of at least 120 […]
#Federal Securities Laws #Fraudulent Activity #Securities Fraud
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