Free Consultation (800) 424-6690 Free Consultation (800) 424-6690 | [email protected]

Newsroom Search

featured news

June 12, 2013 SEC Fraud

Two Defendants Settle Gold Mine Securities Fraud Case with SEC

Two of three defendants have opted to settle in a securities fraud action that allegedly defrauded investors of approximately $2.7 million. In 2012, the Securities and Exchange Commission (SEC) charged a father, son and daughter team with the orchestration of a wide-reaching securities fraud scheme centered on a bogus $11 […]
June 6, 2013 SEC Fraud

Lengthy List of Securities Fraud Charges Result in a 17 Year Sentence for Defendant

On April 26, 2013, following a litany of charges brought by the Securities and Exchange Commission (“SEC”), a Massachusetts man was sentenced to 17 years in federal prison by United States District Judge Denise J. Casper. Arnett L. Waters, a former investment advisor and principal broker-dealer, plead guilty to seven […]
April 3, 2013 Healthcare Fraud

SEC Files Securities Fraud Charges Against Venture Capitalist for Stealing Investor Funds

The Securities and Exchange Commission (SEC) recently charged a former Oregon gubernatorial political candidate and his lawyer with operating an investment scam selling pre-IPO shares of Facebook, LinkedIn, Groupon, and Zynga. The SEC charged Craig Berkman, a Portland venture capitalist, with the facilitation of securities fraud of at least 120 […]
February 14, 2013 SEC Fraud

The SEC Whistleblower Program

The Securities and Exchange Commission (“SEC”) is the federal agency responsible for regulating the securities industry and for enforcing federal securities laws. The SEC protects the public against fraudulent and manipulative practices in the securities markets. Congress created the SEC Whistleblower Program as a way to offer incentives to those people who have […]
schedule a free consultation

"*" indicates required fields

By clicking SUBMIT you agree to our Terms of Use and Privacy Policy and you are providing express consent to receive communications from Berger Montague via calls, emails, and/or text messages.

in Settlements & Verdicts
Years of High-Profile Cases
Attorneys Protecting Your Rights
Named “Trial Lawyer of the Year”
States in Which The Firm Has Successfully Litigated Cases

On the Cutting Edge of the Profession

Legal Intelligencer