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Dodd-Frank

The SEC Files Brief in Support of Whistleblower in Case Against Siemens

Since 2010, the SEC has received thousands of whistleblower complaints, many of which have resulted in lucrative settlements against fraudulent investors.Image source: Wikimedia Commons In 2010, the Dodd Frank Act was enacted to further financial reform and bring about greater integrity from those working on Wall Street. One of the hallmark features of [...]

By | 2018-03-27T09:05:09+00:00 April 2nd, 2014|SEC Fraud|

Deutsche Bank Whistleblower Endures Hostile Workplace & Termination after Reporting to SEC

Securities and Exchange Commission (SEC) whistleblower, Dr. Eric Ben-Artzi, is alleging multi-billion dollar securities violations at Deutsche Bank, an investment bank located in Germany.  Dr. Ben-Artzi is a former Quantitative Risk Analyst at Deutsche Bank. He initially attempted to report the violations to superiors at Deutsche Bank, but was ignored and [...]

By | 2018-06-07T10:38:50+00:00 March 15th, 2013|False Claims Act Legal News|

Timing is Crucial for Dodd-Frank Act’s Whistleblower Program

  Image Source: profumodimare.forumfree.it   Two and a half years after the Dodd-Frank Act’s whistleblower program passed and more than one year after key rules went into effect, the program has generated more than 3,000 tips, complaints, and referrals. It has also yielded the first Securities and Exchange Commission enforcement action this year. [...]

By | 2018-03-26T11:23:53+00:00 February 28th, 2013|Healthcare Fraud|