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Securities and Exchange Commission

2014 Proves to Be a Great Year for the Commodity Futures Trading Commission

The CFTC recently issued its first whistleblower reward after receiving 227 complaints of commodities futures trading fraud in fiscal year 2014.Image source: Wikimedia Commons Following in the footsteps of government agencies like the Securities and Exchange Commission and the IRS, the Commodity Futures Trading Commission had an eventful [...]

By | 2018-03-25T09:56:06+00:00 January 16th, 2015|Commodities Futures Trading Fraud|

Securities and Exchange Commission Announces Plans to Enhance Whistleblower Program

The SEC’s Office of the Whistleblower is dedicated to keeping Wall Street honest and protecting investors from fraud and deceit.Image source: Wikimedia Commons Under the 2010 Dodd Frank Act, the Securities and Exchange Commission was tasked with organizing and implementing a whistleblower program similar to the False Claims Act – which has proven [...]

By | 2014-02-19T23:20:48+00:00 February 19th, 2014|SEC Fraud|