featured news

August 30, 2024

Berger Montague Settles Another Precious Metals Antitrust Lawsuit On Behalf Of Commodities Traders

August 29, 2024

ABA Class Action Institute Annual Ethics Panel, Organized by Shareholder Joshua Davis, Will Take Place Oct. 24-25, 2024

August 29, 2024

The First Treatise on Ethics in Complex Litigation is Now Available

June 6, 2013 SEC Fraud

Lengthy List of Securities Fraud Charges Result in a 17 Year Sentence for Defendant

On April 26, 2013, following a litany of charges brought by the Securities and Exchange Commission (“SEC”), a Massachusetts man was sentenced to 17 years in federal prison by United States District Judge Denise J. Casper. Arnett L. Waters, a former investment advisor and principal broker-dealer, plead guilty to seven […]

#Federal Securities Laws #Fraudulent Activity #Securities Fraud

February 14, 2013 SEC Fraud

The SEC Whistleblower Program

The Securities and Exchange Commission (“SEC”) is the federal agency responsible for regulating the securities industry and for enforcing federal securities laws. The SEC protects the public against fraudulent and manipulative practices in the securities markets. Congress created the SEC Whistleblower Program as a way to offer incentives to those people who have […]

#Federal Securities Laws #Security Fraud #Whistleblower

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featured investigations

Philips Recalled CPAP, Bi-Level PAP, and Mechanical...

Defective Drugs & Medical Devices
Consumer Protection

About the Recalled Philips CPAP, BiPAP, and Mechanical Ventilator Lawsuit: On June 14, 2021, Philips announced a recall of many of its Continuous Positive Airway Pressure (CPAP) and Bilevel Positive...

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